GBA Regulatory Strategy & Oversight Analyst
Job No:
138248
Location:
Montreal, QC
- Build a rewarding career with this entry level role at a leading international bank.
- Receive a highly competitive salary based on skills and experience.
- Receive excellent benefits along with 4 weeks of vacation.
About BNP Paribas Group
BNP Paribas is a leading bank in Europe with an international reach. Our Group has key positions across the following main activities:
- Domestic Markets and International Financial Services, whose retail-banking networks and financial services are covered by Retail Banking & Services.
- Corporate and Institutional Banking, which serves both corporate clients and institutional investors.
As a Group, we help all of our clients (individuals, community associations, entrepreneurs, SMEs, corporates, and institutional clients) to realize their projects through solutions that span financing, investment, savings, and protection insurance.
BNP Paribas Group has a presence in 75 countries, supported by the hard work of more than 189,000 employees. We know that our success is thanks to the dedicated people who make up our team, and we reward their work with competitive salaries, excellent benefits, and a positive corporate culture. If this feels like a company that you could build a career with then we want to hear from you.
For more information, please visit our careers page by clicking here.
About the Opportunity
BNP Paribas Group currently has an exciting opportunity available for a GBA Regulatory Strategy & Oversight Analyst to join our team on a full-time basis. Though we are currently working remotely, the successful candidate will be expected to be based within or relocate to the province of Quebec. The job position is based in Montreal and is part of a US/Canada team.
The GBA Regulatory Strategy & Oversight Analyst position is within the Global Banking Americas Conduct & Control Office (“GBA CCO”) team. This team is primarily responsible for establishing and upholding the permanent control framework for the Global Banking and Financial Institutions Coverage (“FIC”) businesses across the Americas, addressing the identification, assessment and monitoring of all non-financial risks, and enforcing a sound control environment.
The GBA Regulatory Strategy & Oversight team within the GBA CCO focuses on an array of transversal Conduct and Control topics aimed at the development, implementation and education around efficient and robust control processes, tools, and reporting. Specifically, the team supports platform supervision, conduct programming, regulatory remediation and governance, compliance coordination, and new transaction/activity committee coordination.
The successful candidate in this position will act as a generalist to provide transversal support to the GBA Regulatory Strategy & Oversight team in carrying out processes that facilitate and enforce compliance, regulatory and supervisory requirements.
With varying levels of responsibility and autonomy, some of your key responsibilities as GBA Regulatory Strategy & Oversight Analyst will include:
- Maintaining broker dealer supervisory structure and liaising with Registrations Compliance to ensure staff are in compliance with FINRA exam windows and continuing education requirements.
- Monitoring business adherence to supervisory procedures (i.e.: logging and reporting of customer complaints, pitch books, gifts & entertainment, etc.).
- Maintaining ADAGES, the golden source of employee data, by performing weekly updates and quarterly controls.
- Implementing electronic communications and voice recording classification requirements for impacted staff.
- Facilitating recurring staff attestations and re-certifications.
- Assisting with the development and implementation of efficient and robust control processes, tools, and reporting.
- Tracking mandatory Group and CIB training calendars and ensuring staff adherence to upcoming due dates.
- Drafting staff communications related to transversal CCO topics.
- Supporting regulatory remediation efforts.
- Assisting with the coordination of compliance advisory topics.
- Supporting ad hoc compliance and supervision based projects, including but not limited to various internal control and regulatory certifications.
More About You
In order to qualify for this entry-level role, you will need a bachelor's degree. An understanding of global banking, and/or 1-3 years of experience in financial services with a background in operational risk, controls, compliance, audit or advisory services would be considered an asset. Recent graduates with a different mix of skills and education are encouraged to apply.
As our ideal candidate, you'll join us with excellent written and verbal communication skills. You are ambitious with the ability to operate autonomously, and have a strong attention to detail. You are well-rounded and have the ability to take direction and carry out processes as defined, and are able to use problem-solving skills to troubleshoot and work through undefined situations when needed. In addition, you have the ability to work well both independently and in a team environment, have outstanding organizational and follow-up skills, and the ability to demonstrate high ethical standards.
Above all, you'll be an enthusiastic and meticulous team player who is a quick learner and eager to use your skills to deliver excellent results for our organization. Your flexible nature and dedication to the work that you do will ensure that you work effectively and efficiently towards competing deadlines.
About the Benefits
In return for your hard work and dedication, you will receive a highly competitive salary based on skills and qualifications, along with the following excellent benefits:
- Medical, vision, and dental benefits.
- 4 weeks of vacation along with 2 mobile days.
- Basic life insurance.
- Accidental death & dismemberment insurance.
- Dependent's life insurance.
- Employee & dependant optional life insurance.
- Travel assistance.
- Sick days & short-term disability.
- Long-term disability.
- Employee assistance program.
- Defined contribution pension plan.
- A $500 COVID-19 employee deductible for working remotely. COVID-19 allowance for 2021.
- Unpaid days and 5 family days, 3 paid and 2 unpaid.
- Homeownership program - the bank grants a bonus rate of interest based on a grid varying from 2% to 4%.
- Corporate discounts covering gym memberships as well as home and automobile insurance.
- Training and professional development available on an array of topics.
- Fitness policy, the bank will reimburse employees for registration or subscription fees for a physical or relaxation activity.
- 3 flex Fridays every summer.
- A huge number of social and community events supported by our Employee Resource Groups (ERGs).
Working with BNP Paribas means working with a sustainable & responsible global leader, a learning company, an open-minded group, and a place where you can work differently - Apply Today!